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        SEBI

        Regulation 14 - Recognition of body or body corporate for administration and supervision of investment advisers

        Securities and Exchange Board of India (Investment Advisers) Regulations 2013
        Chapter II
        REGISTRATION OF INVESTMENT ADVISERS

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        Recognition of supervisory bodies: enlistment with a recognized entity can be required and its bye laws applied to advisers. The regulator may recognize a body or body corporate to administer and supervise investment advisers, impose terms and conditions on recognition including scope of delegation, and require that persons act as investment advisers only if enlisted with that recognized entity, in which case the regulations and specified bye laws or articles of the recognized body apply to the adviser.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Recognition of supervisory bodies: enlistment with a recognized entity can be required and its bye laws applied to advisers.

                          The regulator may recognize a body or body corporate to administer and supervise investment advisers, impose terms and conditions on recognition including scope of delegation, and require that persons act as investment advisers only if enlisted with that recognized entity, in which case the regulations and specified bye laws or articles of the recognized body apply to the adviser.


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