Renewal of certificate: deemed registration for existing investment advisers; prior regime required Form A renewal before expiry The substituted provision deems an investment adviser who obtained a certificate before the amendment to have been granted a certificate of registration under the sub regulation, while the prior rule required advance renewal applications in Form A to be processed as initial certificate applications.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Renewal of certificate: deemed registration for existing investment advisers; prior regime required Form A renewal before expiry
The substituted provision deems an investment adviser who obtained a certificate before the amendment to have been granted a certificate of registration under the sub regulation, while the prior rule required advance renewal applications in Form A to be processed as initial certificate applications.
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