Introducing the “In Favour Of” filter in Case Laws.
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Introducing the “In Favour Of” filter in Case Laws.
Try it now in Case Laws →
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of <h1>Investment advisers face action for violating Act provisions, false info, non-cooperation, or mishandling complaints per SEBI Regulations 2008.</h1> An investment adviser is liable for action if they violate provisions of the Act, fail to provide required information, submit false or misleading information, neglect to submit periodic reports, do not cooperate with investigations, or fail to address investor complaints satisfactorily. Such cases are handled according to the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.
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