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        SEBI

        Regulation 13 - Incidental advice

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter II
        REGISTRATION OF STOCK BROKERS

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        Stock brokers may give incidental investment advice if they comply with investment adviser regulatory requirements. Stock brokers may provide incidental investment advice to broking clients who might rely on it for acquiring, disposing of, or retaining securities, provided the broker complies with Chapter III of the Securities and Exchange Board of India (Investment Advisors) Regulations, 2013.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Stock brokers may give incidental investment advice if they comply with investment adviser regulatory requirements.

                              Stock brokers may provide incidental investment advice to broking clients who might rely on it for acquiring, disposing of, or retaining securities, provided the broker complies with Chapter III of the Securities and Exchange Board of India (Investment Advisors) Regulations, 2013.


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