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        SEBI

        Regulation 22 - Regulatory Requirements Based on Business Nature and Operational Complexity

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter IV
        INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE

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        Stock broker regulation permits tailoring of regulatory requirements based on business nature, size, and transaction complexity. Regulation 22 provides that the Board or a recognised stock exchange may specify regulatory requirements for stock brokers by considering the nature of the business, the size of operations, and the complexity of transactions, within an institutional mechanism for the prevention and detection of fraud or market abuse, thereby allowing differentiated and proportionate supervisory and compliance measures.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Stock broker regulation permits tailoring of regulatory requirements based on business nature, size, and transaction complexity.

                                Regulation 22 provides that the Board or a recognised stock exchange may specify regulatory requirements for stock brokers by considering the nature of the business, the size of operations, and the complexity of transactions, within an institutional mechanism for the prevention and detection of fraud or market abuse, thereby allowing differentiated and proportionate supervisory and compliance measures.


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