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        SEBI

        Regulation 16 - Period of maintenance of books of account and records

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Stock brokers must retain books and records maintained under regulation 15 for a minimum period of eight years. Regulation 16 requires every stock broker to maintain the books of account and other records under Regulation 15 for a minimum period of eight years, creating a fixed retention horizon for documentary compliance.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Stock brokers must retain books and records maintained under regulation 15 for a minimum period of eight years.

                              Regulation 16 requires every stock broker to maintain the books of account and other records under Regulation 15 for a minimum period of eight years, creating a fixed retention horizon for documentary compliance.


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