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🚀 New: Section-Wise Filter ✕

1. Search Case laws by Section / Act / Rule — now available beyond Income Tax. GST and Other Laws Available

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🔎 Acts & Rules - Adv. Search ❯
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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Appointment of compliance officer: must monitor legal compliance, handle investor grievances and report non-compliance immediately.</h1> Every stock broker must appoint a compliance officer responsible for monitoring adherence to applicable securities laws, rules, regulations and exchange guidelines and for redressal of investor grievances, with an independent duty to report any observed non compliance immediately to the recognised stock exchange.

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