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of <h1>Mandatory stock broker registration conditions: exchange membership, investor complaints in 21 days, SEBI approval for control changes</h1> Prescribes mandatory conditions attached to a stock broker's certificate of registration under SEBI (Stock Brokers) Regulations, 2026. The stock broker must maintain membership of a recognized stock exchange and comply with its rules, regulations and bye-laws for broker activities, obtain SEBI's prior approval (through the recognized stock exchange) for any change in control, pay prescribed fees, and follow the specified Code of Conduct. It must redress investor grievances within twenty-one calendar days of receiving a complaint and maintain the minimum net worth. The stock broker must also inform SEBI, through the recognized stock exchange, of any material change in registration information, including changes in control, key personnel, name, registered office, constitution, net worth falling below the minimum, fit-and-proper status, or other specified changes, as a continuing condition for holding the certificate.
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