Stock broker inspections require inspecting authorities to submit inspection reports to the board as soon as possible. Regulation 30 requires the inspecting authority to submit an inspection report to the Board and mandates that the report be forwarded to the Board as soon as possible, creating a temporal duty of timely submission under the inspection procedure for stock brokers.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Stock broker inspections require inspecting authorities to submit inspection reports to the board as soon as possible.
Regulation 30 requires the inspecting authority to submit an inspection report to the Board and mandates that the report be forwarded to the Board as soon as possible, creating a temporal duty of timely submission under the inspection procedure for stock brokers.
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