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        SEBI

        Regulation 28 - Procedure for inspection

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter V
        PROCEDURE FOR INSPECTION

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        Stock broker inspections: Board must give reasonable notice but may waive notice for investor or public interest reasons. Regulation 28 requires the Board to give a reasonable notice to the stock broker before undertaking any inspection; however, the Board may dispense with such notice for reasons recorded in writing if doing so is in the interest of the investors or in the public interest.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Stock broker inspections: Board must give reasonable notice but may waive notice for investor or public interest reasons.

                              Regulation 28 requires the Board to give a reasonable notice to the stock broker before undertaking any inspection; however, the Board may dispense with such notice for reasons recorded in writing if doing so is in the interest of the investors or in the public interest.


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