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        SEBI

        Regulation 12 - Other permitted activities

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter II
        REGISTRATION OF STOCK BROKERS

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        Stock brokers may operate under other financial regulators' frameworks when permitted by the Board, falling under that regulator's oversight. A stock broker may carry out an activity under the regulatory framework of another financial sector regulator or specified authority in the manner specified by the Board, and such activity shall fall under the purview of the concerned financial sector regulator, which is defined to include authorities constituted to regulate financial services or transactions and other authorities as specified by the Board.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Stock brokers may operate under other financial regulators' frameworks when permitted by the Board, falling under that regulator's oversight.

                                A stock broker may carry out an activity under the regulatory framework of another financial sector regulator or specified authority in the manner specified by the Board, and such activity shall fall under the purview of the concerned financial sector regulator, which is defined to include authorities constituted to regulate financial services or transactions and other authorities as specified by the Board.


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