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        SEBI

        Regulation 7 - Grant of certificate

        Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
        Chapter II
        REGISTRATION OF STOCK BROKERS

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        Stock broker certification: SEBI grants certificates after compliance and may impose terms; exchange notified promptly. Grant of a certificate to a stock broker is conditional on compliance with regulation 6; the Board shall grant a certificate after being satisfied that those requirements are met and may impose such terms and conditions as it deems fit, and shall send intimation of the grant to the recognised stock exchange of which the applicant is a member.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Stock broker certification: SEBI grants certificates after compliance and may impose terms; exchange notified promptly.

                              Grant of a certificate to a stock broker is conditional on compliance with regulation 6; the Board shall grant a certificate after being satisfied that those requirements are met and may impose such terms and conditions as it deems fit, and shall send intimation of the grant to the recognised stock exchange of which the applicant is a member.


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