Power to call for information: Authority may require capital market intermediaries to produce information and records promptly. The Power to call for information authorizes the Authority to require any information, documents or records from a Capital Market Intermediary (CMI), creating an obligation on CMIs to produce documentary materials and data when requested for regulatory oversight.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Power to call for information: Authority may require capital market intermediaries to produce information and records promptly.
The Power to call for information authorizes the Authority to require any information, documents or records from a Capital Market Intermediary (CMI), creating an obligation on CMIs to produce documentary materials and data when requested for regulatory oversight.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.
TaxTMI 
AI OCR ✕
of 
TaxTMI 
TaxTMI 
