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of <h1>Research Firms Must Implement Strict Conflict of Interest Policies to Safeguard Investor Interests and Ensure Analytical Integrity</h1> Research entities must establish comprehensive internal policies to manage potential conflicts of interest in securities research. The regulations require robust mechanisms to ensure research independence, objectivity, and transparency. Key obligations include monitoring personal trading by analysts, preventing biased recommendations, disclosing material interests, maintaining research quality, and establishing clear rating systems. The goal is to protect investor interests by promoting unbiased and reliable financial research and preventing market manipulation.
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