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of <h1>Capital Market Regulators Gain Broad Powers to Inspect Intermediaries' Operations and Ensure Compliance with Comprehensive Oversight Mechanisms</h1> The regulation empowers the Authority to appoint inspecting authorities to examine a Capital Market Intermediary's (CMI) books, accounts, records, and systems. Inspection purposes include ensuring regulatory compliance, verifying internal controls, investigating investor complaints, and assessing intermediary fitness. The Authority can initiate inspections suo motu or upon receiving information, with discretion to provide or waive notice. Recognized market infrastructure institutions can also conduct inspections of specific market participants according to their bylaws.
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