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        Indian Laws

        Regulation 15 - Code of Conduct

        International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Code of Conduct requires capital market intermediaries to comply with the specified schedule governing professional standards. Regulation 15 mandates that a capital market intermediary (CMI) must abide by the Code of Conduct specified in Schedule II, creating a continuing compliance obligation that centralises the operative professional conduct and governance standards applicable to CMIs.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Code of Conduct requires capital market intermediaries to comply with the specified schedule governing professional standards.

                                Regulation 15 mandates that a capital market intermediary (CMI) must abide by the Code of Conduct specified in Schedule II, creating a continuing compliance obligation that centralises the operative professional conduct and governance standards applicable to CMIs.


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