International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES
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Redress of grievances required for capital market intermediaries; compliance mandated under Authority specifications for investor complaints. Regulation 18 requires a capital market intermediary to take adequate steps for redress of grievances of investors in accordance with requirements specified by the Authority under the International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, integrating investor complaint handling into the intermediary's regulatory compliance obligations.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Redress of grievances required for capital market intermediaries; compliance mandated under Authority specifications for investor complaints.
Regulation 18 requires a capital market intermediary to take adequate steps for redress of grievances of investors in accordance with requirements specified by the Authority under the International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, integrating investor complaint handling into the intermediary's regulatory compliance obligations.
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