International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Information obligations require intermediaries to notify the authority of material changes, personnel shifts, and required reports promptly. A capital market intermediary must disclose to the Authority any material change in information previously furnished affecting its certificate of registration, notify changes in principal officer, compliance officer or key managerial personnel within the prescribed short period, and furnish reports, returns, statements and particulars in the manner, interval and form specified by the Authority.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Information obligations require intermediaries to notify the authority of material changes, personnel shifts, and required reports promptly.
A capital market intermediary must disclose to the Authority any material change in information previously furnished affecting its certificate of registration, notify changes in principal officer, compliance officer or key managerial personnel within the prescribed short period, and furnish reports, returns, statements and particulars in the manner, interval and form specified by the Authority.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.