International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES
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Information obligations require intermediaries to notify the authority of material changes, personnel shifts, and required reports promptly. A capital market intermediary must disclose to the Authority any material change in information previously furnished affecting its certificate of ... Summary
Information obligations require intermediaries to notify the authority of material changes, personnel shifts, and required reports promptly.
A capital market intermediary must disclose to the Authority any material change in information previously furnished affecting its certificate of registration, notify changes in principal officer, compliance officer or key managerial personnel within the prescribed short period, and furnish reports, returns, statements and particulars in the manner, interval and form specified by the Authority.
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