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of <h1>Capital Market Intermediaries Must Fully Cooperate with Regulatory Inspections, Providing Complete Access to Premises and Records</h1> Capital market intermediaries are legally obligated to fully cooperate during official inspections by regulatory authorities. This includes providing complete access to premises, books, records, and documents within specified timeframes. All key personnel must assist inspecting officers, furnish required statements and information, and allow reasonable examination of organizational materials. The regulation mandates comprehensive transparency and collaboration during regulatory oversight processes.
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