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        Indian Laws

        Regulation 26 - Broker dealers and Clearing members

        International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025
        Chapter IV
        SPECIFIC OBLIGATIONS AND RESPONSIBILITIES

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        Regulatory compliance for broker dealers and clearing members requires adherence to applicable laws and exchange or clearing rules. A broker dealer must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised stock exchange, and a clearing member must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised clearing corporation.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Regulatory compliance for broker dealers and clearing members requires adherence to applicable laws and exchange or clearing rules.

                                A broker dealer must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised stock exchange, and a clearing member must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised clearing corporation.


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