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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Regulatory compliance for broker dealers and clearing members requires adherence to applicable laws and exchange or clearing rules.</h1> A broker dealer must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised stock exchange, and a clearing member must ensure regulatory compliance with applicable laws and with the bye laws, rules and regulations specified by the recognised clearing corporation.

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