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of <h1>Amendments to SEBI Act: Electronic Communication, Fund Limits, Broker Penalties, and Record Tampering Fines Introduced</h1> The amendments to the Securities and Exchange Board of India Act, 1992, proposed in the Finance (No. 2) Bill, 2019, include several key changes. Section 15C is amended to allow the Board to communicate with companies and intermediaries electronically for addressing investor grievances, with non-compliance potentially resulting in penalties. Section 14 is revised to limit the accumulation of surplus funds by the Board. Section 15F introduces penalties for brokers failing to issue contract notes as specified. A new section, 15HAA, imposes penalties for tampering with records to obstruct investigations, and aims to protect the Board's electronic database and related information.
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