Furnishing of further information is required for portfolio manager registration, and personal representation may be demanded. Regulation 5 empowers the regulator to require an applicant for registration as a portfolio manager to provide further information or clarifications relevant to its portfolio management activities for disposal of the application, and to require the applicant or its principal officer to appear for personal representation if requested.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Furnishing of further information is required for portfolio manager registration, and personal representation may be demanded.
Regulation 5 empowers the regulator to require an applicant for registration as a portfolio manager to provide further information or clarifications relevant to its portfolio management activities for disposal of the application, and to require the applicant or its principal officer to appear for personal representation if requested.
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