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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Fiduciary duty: portfolio managers must prioritise client interests, avoid conflicts, and disclose relevant positions when advising publicly.</h1> The schedule mandates that portfolio managers deploy client funds promptly, pay monies due without delay, and exercise due diligence, proper care and independent professional judgment. They must avoid or disclose conflicts of interest and must not place personal interests above clients'. Confidentiality of client information must be maintained, and managers must obtain client disclosures about interests that could yield unpublished price-sensitive information. The code prohibits market manipulation, insider trading based on unpublished information, and requires disclosure when rendering public investment advice; it also mandates compliance with applicable laws and insider trading codes.

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