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        SEBI

        Regulation 35 - Omitted

        Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
        Chapter V
        PROCEDURE FOR ACTION IN CASE OF DEFAULT

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        Show-cause procedure: regulatory notice and reasoned order requirement ensures opportunity to reply and justification for penalties. Regulation 35 required the Board to issue a show-cause notice after receiving an enquiry officer's report, invite the portfolio manager to reply within the prescribed period, and after considering any reply pass a self-contained reasoned order within a specified post-reply timeframe that justifies any penalty and is furnished to the portfolio manager.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Show-cause procedure: regulatory notice and reasoned order requirement ensures opportunity to reply and justification for penalties.

                              Regulation 35 required the Board to issue a show-cause notice after receiving an enquiry officer's report, invite the portfolio manager to reply within the prescribed period, and after considering any reply pass a self-contained reasoned order within a specified post-reply timeframe that justifies any penalty and is furnished to the portfolio manager.


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