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        SEBI

        Regulation 4 - Application to conform to the requirements

        Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
        Chapter II
        REGISTRATION OF PORTFOLIO MANAGERS

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        Application conformity requirement: registration applications failing form instructions may be rejected but applicants get opportunity to cure defects. Registration applications for portfolio managers must be complete and conform to form instructions; non-conforming or incomplete applications may be rejected, but applicants must be given an opportunity to remove indicated objections within the time specified before rejection.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Application conformity requirement: registration applications failing form instructions may be rejected but applicants get opportunity to cure defects.

                              Registration applications for portfolio managers must be complete and conform to form instructions; non-conforming or incomplete applications may be rejected, but applicants must be given an opportunity to remove indicated objections within the time specified before rejection.


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