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        SEBI

        Regulation 13 - Code of Conduct

        Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Code of Conduct requires portfolio managers to comply with the specified Schedule governing professional obligations and responsibilities. Every portfolio manager is required to observe the Code of Conduct set out in Schedule III, which prescribes the professional standards, general obligations and responsibilities applicable to portfolio management activity and constitutes the operative compliance standard for conduct and client dealings.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of Conduct requires portfolio managers to comply with the specified Schedule governing professional obligations and responsibilities.

                              Every portfolio manager is required to observe the Code of Conduct set out in Schedule III, which prescribes the professional standards, general obligations and responsibilities applicable to portfolio management activity and constitutes the operative compliance standard for conduct and client dealings.


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