Effect of suspension and cancellation: portfolio managers must cease portfolio management activities during suspension or immediately upon cancellation. Suspension of a portfolio manager requires cessation of any portfolio management activity for the duration of the suspension; cancellation of registration requires immediate cessation of any portfolio management activity from the date of cancellation.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Effect of suspension and cancellation: portfolio managers must cease portfolio management activities during suspension or immediately upon cancellation.
Suspension of a portfolio manager requires cessation of any portfolio management activity for the duration of the suspension; cancellation of registration requires immediate cessation of any portfolio management activity from the date of cancellation.
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