Disclosures to the Board require portfolio managers to report portfolio particulars, client identities, changes and capital adequacy. Regulation 23 requires portfolio managers to disclose to the Board, as and when required, particulars regarding portfolio management, any changes affecting their certificate, names of clients whose portfolios they manage, and particulars relating to the capital adequacy requirement.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Disclosures to the Board require portfolio managers to report portfolio particulars, client identities, changes and capital adequacy.
Regulation 23 requires portfolio managers to disclose to the Board, as and when required, particulars regarding portfolio management, any changes affecting their certificate, names of clients whose portfolios they manage, and particulars relating to the capital adequacy requirement.
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