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        SEBI

        Regulation 22 - Action on inspection or investigation report

        Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
        Chapter IV
        PROCEDURE FOR INSPECTION

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        Inspection and investigation powers enable the Board to take appropriate regulatory or enforcement action under intermediaries rules. The regulation empowers the Board to consider inspection or investigation reports and take any action it deems fit and appropriate, including using enforcement and disciplinary mechanisms under Chapter V of the Intermediaries Regulations to initiate enquiry and penalty procedures against regulated intermediaries.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Inspection and investigation powers enable the Board to take appropriate regulatory or enforcement action under intermediaries rules.

                            The regulation empowers the Board to consider inspection or investigation reports and take any action it deems fit and appropriate, including using enforcement and disciplinary mechanisms under Chapter V of the Intermediaries Regulations to initiate enquiry and penalty procedures against regulated intermediaries.


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