Purpose of inspection under securities regulation: ensure accounting and statutory compliance, investigate complaints and Board directed matters. Regulation 18 states inspection purposes: to verify maintenance of books of account in the prescribed manner; to ensure compliance with applicable statutes, rules and regulations; to investigate complaints from investors, body corporates or other persons about activities of the banker to an issue; and to investigate other matters as required by the Board.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Purpose of inspection under securities regulation: ensure accounting and statutory compliance, investigate complaints and Board directed matters.
Regulation 18 states inspection purposes: to verify maintenance of books of account in the prescribed manner; to ensure compliance with applicable statutes, rules and regulations; to investigate complaints from investors, body corporates or other persons about activities of the banker to an issue; and to investigate other matters as required by the Board.
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