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Introducing the “In Favour Of” filter in Case Laws.
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of <h1>Bankers Must Uphold Investor Interests and Avoid Conflicts Under SEBI Regulations, 1994: Ethics and Integrity Emphasized</h1> The Code of Conduct under the Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994, mandates that bankers protect investor interests, maintain integrity, and fulfill obligations ethically. They must exercise due diligence, avoid collusion, address investor grievances, and ensure timely financial disclosures. Bankers are prohibited from unfair practices, insider trading, and must maintain confidentiality. They must also avoid conflicts of interest, ensure compliance with legal requirements, and provide accurate information to regulatory bodies. Internal controls and professional standards are required to safeguard operations and clients, and any conflicts of interest must be disclosed and managed appropriately.
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