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        SEBI

        Regulation 12 - Maintenance of books of account, records and the documents

        Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Maintenance of records: bankers must retain investor application and refund records and notify regulator of storage. Bankers to an issue must maintain records of investor applications (numbers, names, dates, amounts), forwarding times to the issuer/registrar, refund payments, and dividend/interest warrants; must intimate the regulator the location of such records; and must preserve the specified records for a minimum period of eight years.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Maintenance of records: bankers must retain investor application and refund records and notify regulator of storage.

                                Bankers to an issue must maintain records of investor applications (numbers, names, dates, amounts), forwarding times to the issuer/registrar, refund payments, and dividend/interest warrants; must intimate the regulator the location of such records; and must preserve the specified records for a minimum period of eight years.


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