Registration as banker to an issue requires prescribed application disclosures and is subject to board conditions and possible suspension. Registration as a banker to an issue requires submission of a completed application (Form A) with supporting documents and original signatures, providing detailed organisational, infrastructural and financial disclosures, particulars of directors and key personnel, operational procedures for handling issue-related services, lists of branches and clients, experience records, and declarations regarding disputes and absence of specified offences; Form B is a certificate template granting registration subject to regulatory conditions and valid unless suspended or cancelled by the Board.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Registration as banker to an issue requires prescribed application disclosures and is subject to board conditions and possible suspension.
Registration as a banker to an issue requires submission of a completed application (Form A) with supporting documents and original signatures, providing detailed organisational, infrastructural and financial disclosures, particulars of directors and key personnel, operational procedures for handling issue-related services, lists of branches and clients, experience records, and declarations regarding disputes and absence of specified offences; Form B is a certificate template granting registration subject to regulatory conditions and valid unless suspended or cancelled by the Board.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.
TaxTMI 
of 
Join Channel
TaxTMI 
