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        SEBI

        Regulation 17 - Inspection of Banker to an Issue

        Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
        Chapter IV
        PROCEDURE FOR INSPECTION

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        Inspection authority: SEBI may request RBI to examine banker to an issue records for regulatory compliance and oversight. The Board may request the Reserve Bank of India to undertake inspection of the books of account, records and documents of a banker to an issue for the purposes specified in the regulations, creating a mechanism of regulatory cooperation to examine those records for oversight and compliance.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Inspection authority: SEBI may request RBI to examine banker to an issue records for regulatory compliance and oversight.

                              The Board may request the Reserve Bank of India to undertake inspection of the books of account, records and documents of a banker to an issue for the purposes specified in the regulations, creating a mechanism of regulatory cooperation to examine those records for oversight and compliance.


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