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        SEBI

        Regulation 16 - Code of conduct

        Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Code of conduct: bankers to an issue must comply with the prescribed Schedule III standards governing professional conduct. Every banker to an issue is required to comply with the Code of Conduct specified in Schedule III, creating an ongoing obligation to follow the enumerated duties and standards applicable to bankers involved in securities issuance.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of conduct: bankers to an issue must comply with the prescribed Schedule III standards governing professional conduct.

                              Every banker to an issue is required to comply with the Code of Conduct specified in Schedule III, creating an ongoing obligation to follow the enumerated duties and standards applicable to bankers involved in securities issuance.


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