Depository definitions clarify beneficial ownership, registered ownership, participants and electronic recordkeeping obligations. Defines key terms for the depository regime: beneficial owner (person recorded with a depository), registered owner (depository on issuer's register), depository (company registered and authorized), participant (registered actor), and service (recording allotment or transfer). 'Record' includes electronic storage. Rulemaking terms are allocated to regulations, bye-laws and prescribed rules. Unspecified terms defer to related company, securities contract and securities regulator enactments.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Defines key terms for the depository regime: beneficial owner (person recorded with a depository), registered owner (depository on issuer's register), depository (company registered and authorized), participant (registered actor), and service (recording allotment or transfer). "Record" includes electronic storage. Rulemaking terms are allocated to regulations, bye-laws and prescribed rules. Unspecified terms defer to related company, securities contract and securities regulator enactments.
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