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        SEBI

        Section 19C - Penalty for Failure to Redress Investors’ Grievances

        Depositories Act, 1996
        Chapter IV
        ENQUIRY AND INSPECTION

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        Penalty for failure to redress investor grievances: daily continuing penalties accrue after Board notice, subject to a capped maximum. Section 19C makes depositories, participants, issuers or their agents and registered intermediaries liable to a prescribed monetary penalty if, after being called upon in writing by the Board to redress investor grievances, they fail to do so within the time specified; the failure is treated as continuing and attracts a daily penalty subject to an overall statutory cap.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Penalty for failure to redress investor grievances: daily continuing penalties accrue after Board notice, subject to a capped maximum.

                          Section 19C makes depositories, participants, issuers or their agents and registered intermediaries liable to a prescribed monetary penalty if, after being called upon in writing by the Board to redress investor grievances, they fail to do so within the time specified; the failure is treated as continuing and attracts a daily penalty subject to an overall statutory cap.


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