Code of Conduct for portfolio managers mandates adherence to prescribed professional standards and duties under regulatory framework. Every portfolio manager is subject to a mandatory obligation to adhere to the Code of Conduct prescribed under the regulatory framework, directing compliance with the standards, duties and behavioural norms set out in Schedule III as the definitive source of conduct requirements for portfolio management services.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Code of Conduct for portfolio managers mandates adherence to prescribed professional standards and duties under regulatory framework.
Every portfolio manager is subject to a mandatory obligation to adhere to the Code of Conduct prescribed under the regulatory framework, directing compliance with the standards, duties and behavioural norms set out in Schedule III as the definitive source of conduct requirements for portfolio management services.
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