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of <h1>Model disclosure document and account opening form requirements for portfolio managers: mandatory disclosures, filings, updates, and client information</h1> This schedule prescribes a model disclosure document that portfolio managers must provide to prospective clients before agreement and file with the regulator; it sets minimum disclosure and filing/update requirements. Required contents include a disclaimer, definitions, firm history and services, penalties and regulatory actions, investment objectives and approaches, risk factors, client categories and related-party transactions, audited financials and performance, audit observations, expense and taxation summaries, accounting policies, investor services and grievance redressal, related-party investment details and diversification policy. It also prescribes an account opening form capturing client identity, investment profile, goals, risk tolerance, chosen approach, portfolio construction and signatures.
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