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        SEBI

        Regulation 13 - Procedure where registration is refused

        Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020
        Chapter II
        REGISTRATION OF PORTFOLIO MANAGERS

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        Refusal of registration: Board may reject a portfolio manager application after hearing; decision must be communicated within thirty days. The Board may reject an application for portfolio manager registration under regulation 4 only after giving the applicant a reasonable opportunity of being heard, and the decision to reject must be communicated to the applicant within thirty days of the decision.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Refusal of registration: Board may reject a portfolio manager application after hearing; decision must be communicated within thirty days.

                            The Board may reject an application for portfolio manager registration under regulation 4 only after giving the applicant a reasonable opportunity of being heard, and the decision to reject must be communicated to the applicant within thirty days of the decision.


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