Right of inspection: Board may appoint inspectors to examine portfolio managers' records to ensure compliance and investigate complaints. The Right of inspection permits the Board to appoint inspecting authorities to examine a portfolio manager's books, records and documents to ensure proper record keeping and compliance with the Act, rules and regulations, to investigate complaints from investors or others, and to conduct suo motu inquiries in the interest of the securities market or investor protection.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Right of inspection: Board may appoint inspectors to examine portfolio managers' records to ensure compliance and investigate complaints.
The Right of inspection permits the Board to appoint inspecting authorities to examine a portfolio manager's books, records and documents to ensure proper record keeping and compliance with the Act, rules and regulations, to investigate complaints from investors or others, and to conduct suo motu inquiries in the interest of the securities market or investor protection.
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