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        SEBI

        Regulation 3 - Registration as portfolio manager

        Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020
        Chapter II
        REGISTRATION OF PORTFOLIO MANAGERS

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        Certificate of registration required before acting as a portfolio manager, making registration the essential compliance threshold. The regulation imposes a mandatory licensing precondition: no person may act as a portfolio manager unless they have obtained a certificate of registration from the regulatory board under the applicable regulations, making registration the essential compliance requirement before providing portfolio management services.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Certificate of registration required before acting as a portfolio manager, making registration the essential compliance threshold.

                                The regulation imposes a mandatory licensing precondition: no person may act as a portfolio manager unless they have obtained a certificate of registration from the regulatory board under the applicable regulations, making registration the essential compliance requirement before providing portfolio management services.


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