Dispute resolution: investor-portfolio manager disputes must use mediation, conciliation or arbitration under Board procedure. All claims, differences or disputes between investors and a portfolio manager arising out of or in relation to the portfolio manager's activities in the securities market must be submitted to a dispute resolution mechanism that includes mediation, conciliation and/or arbitration, in accordance with the procedure specified by the Board.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Dispute resolution: investor-portfolio manager disputes must use mediation, conciliation or arbitration under Board procedure.
All claims, differences or disputes between investors and a portfolio manager arising out of or in relation to the portfolio manager's activities in the securities market must be submitted to a dispute resolution mechanism that includes mediation, conciliation and/or arbitration, in accordance with the procedure specified by the Board.
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