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        SEBI

        Regulation 5 - Application to conform to the requirements

        Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020
        Chapter II
        REGISTRATION OF PORTFOLIO MANAGERS

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        Application completeness requirement allows cure of defects before rejection, with the regulator providing a specified cure period. Any application that is incomplete or fails to conform to the form instructions may be rejected, but the Board must first indicate objections and grant the applicant an opportunity to remove those objections within the time specified, which shall not be later than three weeks; this power to reject is subject to sub regulation (2) of regulation 4.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Application completeness requirement allows cure of defects before rejection, with the regulator providing a specified cure period.

                              Any application that is incomplete or fails to conform to the form instructions may be rejected, but the Board must first indicate objections and grant the applicant an opportunity to remove those objections within the time specified, which shall not be later than three weeks; this power to reject is subject to sub regulation (2) of regulation 4.


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