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of <h1>Portfolio managers must sign written client agreements, disclose fees, conflicts and audited financials, get client consent for related investments</h1> Before managing a client's portfolio, a portfolio manager must enter a written agreement defining mutual rights, liabilities and obligations with specified contents (investment objectives, term, approach, restrictions, fees, custody, reporting, withdrawal and audit terms), subject to limited exemptions. Prior client consent is required for investing in related parties unless exempted. A Disclosure Document, certified by an independent chartered accountant and accompanied by a prescribed certificate, must be provided and filed with the regulator and kept on the manager's website; it must disclose fees, risks, related-party transactions, conflicts, performance (time-weighted for discretionary mandates) and audited financials. Managers must report changes, adhere to uniform performance reporting, and may charge agreed fees without guaranteeing returns; upfront fees are prohibited.
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