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        SEBI

        Regulation 14 - Monitoring, review evaluating and inspecting systems and controls.

        Securities and Exchange Board of India (Custodian) Regulations, 1996
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS

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        Custodian monitoring obligations require annual expert inspection of systems and submission of the inspection report to the board. Every custodian must maintain adequate mechanisms to review, monitor and evaluate its controls, systems, procedures and safeguards, and must arrange an annual expert inspection of those mechanisms with the inspection report forwarded to the Board within three months from the date of inspection.
                          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                            Provisions expressly mentioned in the judgment/order text.

                                Custodian monitoring obligations require annual expert inspection of systems and submission of the inspection report to the board.

                                Every custodian must maintain adequate mechanisms to review, monitor and evaluate its controls, systems, procedures and safeguards, and must arrange an annual expert inspection of those mechanisms with the inspection report forwarded to the Board within three months from the date of inspection.


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