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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Inspection notice requirement can be waived to protect investors; custodians must comply with inspection obligations.</h1> The Board must give advance notice to the custodian before ordering an inspection, but may waive that notice when immediate action is required in the interests of investors; during inspection the custodian is required to fulfil its duties and cooperate with the inspection process, and the term for the regulated entity is confirmed as 'custodian.'

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