Chapter III - PUBLIC ISSUE AND LISTING OF DEBT SECURITIES AND NON CONVERTIBLE REDEEMABLE PREFERENCE SHARES
Part A - PROVISIONS APPLICABLE TO PUBLIC ISSUE AND LISTING OF DEBT SECURITIES AND NON CONVERTIBLE REDEEMABLE PREFERENCE SHARES (From Regulation 25 to Regulation 38)
Private placement disclosures: mandatory placement memorandum content and issuer undertakings for non-convertible securities listings. The Schedule mandates detailed placement memorandum disclosures for private placements of non-convertible securities, including issuer and issue identification, parties to the issue, an Issuer's Absolute Responsibility clause, issuer undertakings, promoter and director particulars, audited and interim financial statements with key operational metrics, credit rating press releases, risk factors ordered by materiality, security and instrument terms (coupon, payment schedules, call/put mechanics), and special ALM and lending disclosures for NBFCs/HFCs.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Private placement disclosures: mandatory placement memorandum content and issuer undertakings for non-convertible securities listings.
The Schedule mandates detailed placement memorandum disclosures for private placements of non-convertible securities, including issuer and issue identification, parties to the issue, an Issuer's Absolute Responsibility clause, issuer undertakings, promoter and director particulars, audited and interim financial statements with key operational metrics, credit rating press releases, risk factors ordered by materiality, security and instrument terms (coupon, payment schedules, call/put mechanics), and special ALM and lending disclosures for NBFCs/HFCs.
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