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        SEBI

        Regulation 52 - Inspection by the Board

        Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021
        Chapter VII
        PROCEDURE FOR ACTION IN CASE OF VIOLATION OF REGULATIONS

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        Inspection powers: Board may appoint inspectors to examine issuers and intermediaries to verify compliance and address complaints. The Board may suo-moto or on information appoint one or more persons to inspect books, accounts, records and documents of issuers, lead managers or other intermediaries to verify compliance with applicable Acts and regulations, ensure adherence to issuance requirements for non-convertible securities and listing and continuous disclosure obligations, inquire into complaints and issuer affairs for investor protection and market integrity, and determine compliance with any directions of the Board; inspections must follow the procedure specified by the Board for intermediaries.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Inspection powers: Board may appoint inspectors to examine issuers and intermediaries to verify compliance and address complaints.

                              The Board may suo-moto or on information appoint one or more persons to inspect books, accounts, records and documents of issuers, lead managers or other intermediaries to verify compliance with applicable Acts and regulations, ensure adherence to issuance requirements for non-convertible securities and listing and continuous disclosure obligations, inquire into complaints and issuer affairs for investor protection and market integrity, and determine compliance with any directions of the Board; inspections must follow the procedure specified by the Board for intermediaries.


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