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        SEBI

        Regulation 13 - To abide by the Code of Conduct

        Securities and Exchange Board of India (Underwriters) Regulations, 1993
        Chapter III
        GENERAL OBLIGATIONS AND RESPONSIBILITIES

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        Code of Conduct requires underwriters to maintain continuous compliance under SEBI underwriters regulations and uphold professional obligations. Regulation 13 requires every underwriter to at all times abide by the Code of Conduct specified in Schedule III of the SEBI (Underwriters) Regulations, forming a continuing general obligation under Chapter III.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Code of Conduct requires underwriters to maintain continuous compliance under SEBI underwriters regulations and uphold professional obligations.

                              Regulation 13 requires every underwriter to at all times abide by the Code of Conduct specified in Schedule III of the SEBI (Underwriters) Regulations, forming a continuing general obligation under Chapter III.


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